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Wesley A Urick

Northern Trust Investments, Incorporated

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-10-28
  • IL RA
    APPROVED
    Since 2024-10-28

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

181 West Madison Street Mb-22, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 10/2007 01/2023
Principal Funds Distributor, Inc. Chicago IL 09/2023 08/2024
Unemployed Hinsdale IL 01/2023 09/2023
Principal Asset Management Chicago IL 09/2023 08/2024
Northern Trust Bank Chicago IL 09/2024 Present
Northern Trust Securities, Inc. Chicago IL 09/2024 Present
  • 10/2007 → 01/2023
    Blackrock
    San Francisco, CA
  • 09/2023 → 08/2024
    Principal Funds Distributor, Inc.
    Chicago, IL
  • 01/2023 → 09/2023
    Unemployed
    Hinsdale, IL
  • 09/2023 → 08/2024
    Principal Asset Management
    Chicago, IL
  • 09/2024 → Present
    Northern Trust Bank
    Chicago, IL
  • 09/2024 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-16
S63 Uniform Securities Agent State Law Examination 2007-10-22
  • S65 Uniform Investment Adviser Law Examination
    2014-07-16
  • S63 Uniform Securities Agent State Law Examination
    2007-10-22
Other Names
  • Wesley Arthur Urick
  • Wesley Urick

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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