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12900 Preston Road, Suite 700, Dallas, TX 75230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-01 |
| CA | RA | APPROVED | 2016-03-08 |
| TX | RA | APPROVED | 2012-01-19 |
Branch Locations
12900 Preston Road, Suite 700, Dallas, TX 75230 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tkc Wealth Management Llc F/K/A Civitas Wealth Management | Dallas | TX | 07/2011 | Present |
| Richfield Orion International, Inc. | Castle Rock | CO | 03/2015 | 11/2017 |
| Tkc International Financial Services, Llc | Dallas | TX | 06/2016 | 01/2017 |
| Landolt Securities, Inc. | Antioch | IL | 11/2017 | Present |
1.) TKC WEALTH MANAGEMENT LLC, MANANGING MEMBER, PRESIDENT, CEO, PORTFOLIO MANAGEMENT, 30 HRS.WK., INVESTMENT RELATED, 12900 Preston Rd. Ste. 700, Dallas, TX 75230, STARTED 4/1/2015. 2.) HONG KONG ASSOCIATION OF NORTHERN TEXAS, MEMBER OF EXECUTIVE COMMITTEE,NETWORKING & PROMOTION OF US & HK TRADE., NOT INVESTMENT RELATED, STARTED 1997, 1HR.WK. 3.) TKC RISK ADVISORS, LLC, ,PRESIDENT,PROVIDE INSURANCE PRODUCTS,12900 PRESTON RD, STE 700, DALLAS TX 75230 ,NOT INVESTMENT RELATED, 1HR/WK. 4.) T.K.CHEN INTERNATIONAL ADVISORS, LTD, President, PARENT/HOLDING COMPANY OF TKC WEALTH MGT.LLC,AND TKC RISK ADVISORS, LLC, START 7/01/2011,2 HRS WK, NOT INVESTMENT RELATED 5.) T. K. CHEN FINANCIAL SERVICES, LLC, OWNER & REGISTERED REP, DBA UNDER LANDOLT SECURITIES, INC. B/D START 11/17/17,INVESTMENT RELATED, 12900 Preston Rd,Ste 700, Dallas TX 75230, 20 HRS WK. LANDOLT SECURITIES, INC. B/D, 900 W. North Shore Drive Suite 279 IL 60044 6.) TING KUO CHEN CHILDREN'S DYNASTY TRUST, NOT INVESTMENT RELATED, 0 HRS WK, TRUST FOR CHILDREN, SETTLOR OF THE TRUST 7.) TK CHEN MANAGEMENT, LLC, GENERAL PARTNER OF TK CHEN INTERNATIONAL ADVISORS, LTD, NOT INVESTMENT RELATED, CEO, OVERSEE HOLDING COMPANY ACTIVITIES AS PARENT COMPANY OF TKC WEALTH MANAGEMENT, LLC and TKC Risk Advisors, LLC., STARTED 7/1/2011, 2 HRS WK. 8.) UT Dallas Taiwan Studies Initiative, not investment related, 800 W Campbell Rd Richardson TX 75080, build scholarly network, promote research, train future leaders, Advisory Board Member, Oct. 2025, 2 hrs/month not during trading hours, collaborate with college to promote student exchange program 9.) LeeAnn & Leo Associates LLC, not investment related, 13101 Preston Rd Ste 110-5009 Dallas TX 75240, accounting service, Consultant, 6/2025, 2 hrs/month not during trading hours, business strategy
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-10 |
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