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Current Employers
Tkc Wealth Management Llc

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-01
CA RA APPROVED 2016-03-08
TX RA APPROVED 2012-01-19
  • NY RA
    APPROVED
    Since 2021-04-01
  • CA RA
    APPROVED
    Since 2016-03-08
  • TX RA
    APPROVED
    Since 2012-01-19

Branch Locations

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Tkc Wealth Management Llc F/K/A Civitas Wealth Management Dallas TX 07/2011 Present
Richfield Orion International, Inc. Castle Rock CO 03/2015 11/2017
Tkc International Financial Services, Llc Dallas TX 06/2016 01/2017
Landolt Securities, Inc. Antioch IL 11/2017 Present
  • 07/2011 → Present
    Tkc Wealth Management Llc F/K/A Civitas Wealth Management
    Dallas, TX
  • 03/2015 → 11/2017
    Richfield Orion International, Inc.
    Castle Rock, CO
  • 06/2016 → 01/2017
    Tkc International Financial Services, Llc
    Dallas, TX
  • 11/2017 → Present
    Landolt Securities, Inc.
    Antioch, IL
Previous Registrations
  • 2011-08-15 → 2011-11-29
    Dallas, TX
  • 2002-01-17 → 2011-06-10
    Chase Investment Services Corp.
    Richardson, TX
    Richardson, TX
Other Businesses

1.) TKC WEALTH MANAGEMENT LLC, MANANGING MEMBER, PRESIDENT, CEO, PORTFOLIO MANAGEMENT, 30 HRS.WK., INVESTMENT RELATED, 12900 Preston Rd. Ste. 700, Dallas, TX 75230, STARTED 4/1/2015. 2.) HONG KONG ASSOCIATION OF NORTHERN TEXAS, MEMBER OF EXECUTIVE COMMITTEE,NETWORKING & PROMOTION OF US & HK TRADE., NOT INVESTMENT RELATED, STARTED 1997, 1HR.WK. 3.) TKC RISK ADVISORS, LLC, ,PRESIDENT,PROVIDE INSURANCE PRODUCTS,12900 PRESTON RD, STE 700, DALLAS TX 75230 ,NOT INVESTMENT RELATED, 1HR/WK. 4.) T.K.CHEN INTERNATIONAL ADVISORS, LTD, President, PARENT/HOLDING COMPANY OF TKC WEALTH MGT.LLC,AND TKC RISK ADVISORS, LLC, START 7/01/2011,2 HRS WK, NOT INVESTMENT RELATED 5.) T. K. CHEN FINANCIAL SERVICES, LLC, OWNER & REGISTERED REP, DBA UNDER LANDOLT SECURITIES, INC. B/D START 11/17/17,INVESTMENT RELATED, 12900 Preston Rd,Ste 700, Dallas TX 75230, 20 HRS WK. LANDOLT SECURITIES, INC. B/D, 900 W. North Shore Drive Suite 279 IL 60044 6.) TING KUO CHEN CHILDREN'S DYNASTY TRUST, NOT INVESTMENT RELATED, 0 HRS WK, TRUST FOR CHILDREN, SETTLOR OF THE TRUST 7.) TK CHEN MANAGEMENT, LLC, GENERAL PARTNER OF TK CHEN INTERNATIONAL ADVISORS, LTD, NOT INVESTMENT RELATED, CEO, OVERSEE HOLDING COMPANY ACTIVITIES AS PARENT COMPANY OF TKC WEALTH MANAGEMENT, LLC and TKC Risk Advisors, LLC., STARTED 7/1/2011, 2 HRS WK. 8.) UT Dallas Taiwan Studies Initiative, not investment related, 800 W Campbell Rd Richardson TX 75080, build scholarly network, promote research, train future leaders, Advisory Board Member, Oct. 2025, 2 hrs/month not during trading hours, collaborate with college to promote student exchange program 9.) LeeAnn & Leo Associates LLC, not investment related, 13101 Preston Rd Ste 110-5009 Dallas TX 75240, accounting service, Consultant, 6/2025, 2 hrs/month not during trading hours, business strategy

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-16
S63 Uniform Securities Agent State Law Examination 1993-09-10
  • S65 Uniform Investment Adviser Law Examination
    2002-01-16
  • S63 Uniform Securities Agent State Law Examination
    1993-09-10
Designations
Other Names
  • Tingkuo Chen
  • Daniel Chen
  • Daniel Chen
  • Tingkuo Daniel Chen

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