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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-30 |
Branch Locations
967 Reserve Drive, Roseville, CA 95678 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Granite Bay | CA | 12/2012 | 01/2017 |
| Mutual Advisors, Llc. | Omaha | NE | 01/2017 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 01/2017 | Present |
1. Poshmark, Start Date: 08/01/2022, 338 Rivergate Way, Sacramento, CA 95831, Sole Proprietor, Selling Fashion Products, Owner, Re-sell my personal fashionable goods on Poshmark website, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-18 |
| S66 | Uniform Combined State Law Examination | 2006-02-14 |
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