Steven Darryl Lindberg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 01/2024
  Woodbury Financial Services, Inc.
  Allen, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Mckinney, TX

Previous Registrations

• 2014-05-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Allen, TX
  Mckinney, TX
  Mckinney, TX
• 2004-04-08 → 2014-05-02
  Lpl Financial Llc
  Allen, TX
• 1993-10-20 → 2004-04-13
  Equitable Advisors, Llc
  Dallas, TX

Other Businesses

1. 06/16/04 - OUTSIDE SALES OF NON-VARIABLE INSURANCE. 2. LINDBERG FINANCIAL LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2004 ADDRESS: 3721 S. Stonebridge Dr, Ste 904, McKinney TX 75070, United States DESCRIPTION: Sell Insurance products: Life, LTC, DI, Fixed Annuities, marketing name for my securities business through Woodbury Financial 3. OFFICE RENTAL - NATHAN ANDERSON POSITION: President NATURE: I rent private office space to Nathan Anderson in our office suite. This is done thru Lindberg Financial, LLC (the LLC was previously disclosed on a separate OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2022 ADDRESS: 3721 S. Stonebridge Dr, Ste 904, McKinney TX 75070, United States DESCRIPTION: Collect rental check and provide rented private office space.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-21
• S63 Uniform Securities Agent State Law Examination
  1993-10-18

Designations

• Chartered Financial Consultant

Other Names

• Steve Lindberg