David Gregory Queen

Current Employers

Employment History

• 04/2004 → 11/2017
  National Planning Corporation
  Chattanooga, TN
• 01/1997 → Present
  David Queen, Cpa
  Chattanooga, TN
• 11/2017 → Present
  Lpl Financial Llc
  Chattanooga, TN

Previous Registrations

• 2004-05-11 → 2017-12-06
  National Planning Corporation
  Chattanooga, TN
  Chattanooga, TN
  Chattanooga, TN
  Los Angeles, CA
• 2004-03-15 → 2004-05-03
  Fsc Securities Corporation
  Chattanooga, TN

Other Businesses

1. 11/29/2017 - TASC - Investment Related - STE 406 Chattanooga TN - Insurance Agency - salesman - Start Date 2008 - 1/12 Hours Per Month-0 Hours During Securities Trading - offers cafeteria plans for employee benefits. 2. 11/29/2017 - Queen Financial Services Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1997 - 75 Percent Time Spent - Normal financial business offering brokerage and managed accounts an planning. 3. 11/29/2017 - David Queen CPA - Investment Related -At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 1997 - 25 Percent Time Spent - Advisor is the owner on sole individual associated with this entity. 4. 8/30/2021 - Queen Properties LLC - Investment Related - 5470 Hixson Pike, Hixson TN 37343 - Real Estate Rental - Started 05/17/2021 - 2 Hours Per Month During Securities Trading - Set up a Partnership LLC with wife and purchased a commercial building on 05/17/2021. Moving office into the building in September. 5. 02/25/2022 - Tennessee Republican Party State Executive Committee - Not Investment Related - At Reported Business Location(s) - Non-Profit Board Member - Representative - Start Date - 08/01/2022 - 3 Hours Per Month/1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-18
• S63 Uniform Securities Agent State Law Examination
  1993-10-21

Designations