Edward Clade Carlton

Current Employers

Employment History

• 08/2015 → 08/2020
  Independent Advisor Alliance, Llc
  Summerville, NC
• 08/2015 → Present
  Lpl Financial Llc
  Summerville, SC
• 08/2020 → Present
  Generouswealth, Llc
  Summerville, NC

Previous Registrations

• 2015-08-26 → 2020-09-22
  Independent Advisor Alliance, Llc
  Summerville, SC
• 2007-09-24 → 2015-09-01
  Wells Fargo Clearing Services, Llc
  Charleston, SC
  Goose Creek, SC
  Columbia, SC
  North Charleston, SC
• 1995-11-22 → 2007-10-02
  Citigroup Global Markets Inc.
  Charleston, SC
  Charleston, SC

Other Businesses

1. 8/26/2015 - COMPASS INVESTMENT ADVISORS, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 1/1/2015 - 160 Hours Per Month - Time Spent 95%. 2. 8/26/2015 - RETREAT BY THE BEACH LLC - Investment Related - Mandeville, La. 70471; Destin Fl; and Miramar Beach, Fl 32550 - REAL ESTATE RENTAL - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 3. 9/2/2020 - GenerousWealth, LLC - DBA: (Hybrid) Compass Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/26/2015 - 160 Hours Per Month During Securities Trading. 4. 9/2/2020 - GenerousWealth, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/26/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through GenerousWealth, LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/4/2023 - Melrose Mountain LLC - Investment Related - Tryon NC 28782 - Real Estate Rental - Start Date - 04/01/2022 - 2 Hours Per Month/2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-05-10
• S63 Uniform Securities Agent State Law Examination
  1993-10-05

Other Names

• Ed Carlton
• Edward Carlton
• Edward Clade Carlton