Craig N Pontlitz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-12-19
FL	RA	APPROVED	2008-12-17

TX RA
APPROVED_RES

Since 2008-12-19
FL RA
APPROVED

Since 2008-12-17

Branch Locations

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Lakewood Ranch, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Sarasota	FL	12/2008	Present

12/2008 → Present

Ubs Financial Services Inc

Sarasota, FL

Previous Registrations

2007-04-02 → 2008-12-18

Morgan Stanley & Co. Llc

Sarasota, FL
1994-01-07 → 2007-04-02

Morgan Stanley Dw Inc.

Sarasota, FL

Sarasota, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-09-24

S63 Uniform Securities Agent State Law Examination

1993-09-24

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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