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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-11-21
TX RA APPROVED_RES 2014-11-21
  • FL RA
    APPROVED
    Since 2014-11-21
  • TX RA
    APPROVED_RES
    Since 2014-11-21

Branch Locations

5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Naples FL 11/2014 Present
Previous Registrations
Other Businesses

1. GARRISON MEDIA, LLC; NON-INV; NAPLES, FL; 100% OWNERSHIP; START 6/16/1999; HOURS: 10 PER MONTH - 0 DURING TRADING; DUTIES: HISTORICAL PRESERVATION EXECUTIVE PRODUCER AND HOST. 2. GARRISON LLC, INV RELATED, NAPLES, FL, 100% OWNERSHIP, START 2/3/2017, 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-22
S63 Uniform Securities Agent State Law Examination 1993-09-28
  • S65 Uniform Investment Adviser Law Examination
    2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    1993-09-28

View on SEC IAPD

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