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Shawn Stephen Tesoro

Prentice Wealth Management LLC

Westborough, MA

Rochester, NY

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Current Employers
Prentice Wealth Management Llc

1150 Penfield Rd., Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-15
MA RA APPROVED 2026-02-13
TX RA APPROVED 2019-07-11
  • NY RA
    APPROVED
    Since 2026-04-15
  • MA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2019-07-11

Branch Locations

Westborough, MA • United States

1150 Penfield Rd., Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prentice Wealth Management Rochester NY 03/2013 Present
  • 03/2013 → Present
    Prentice Wealth Management
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-13
S63 Uniform Securities Agent State Law Examination 2003-12-01
  • S65 Uniform Investment Adviser Law Examination
    2019-04-13
  • S63 Uniform Securities Agent State Law Examination
    2003-12-01
Other Names
  • Shawn Stephen Tesoro

View on SEC IAPD

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