Dale Quintin Rice

Current Employers

Dale Q. Rice Investment Management

Henderson, NV • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-04-29
WA	RA	APPROVED	2020-10-01

NV RA
APPROVED

Since 2026-04-29
WA RA
APPROVED

Since 2020-10-01

Branch Locations

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Vancouver	WA	09/2010	09/2020
Dale Q. Rice Investment Management, Ltd	Vancouver	WA	09/2011	Present
Strategic Wealth Advisors Group	Vancouver	WA	10/2010	09/2020

09/2010 → 09/2020

Lpl Financial, Llc

Vancouver, WA
09/2011 → Present

Dale Q. Rice Investment Management, Ltd

Vancouver, WA
10/2010 → 09/2020

Strategic Wealth Advisors Group

Vancouver, WA

Previous Registrations

2016-07-06 → 2020-10-02

Mariner Advisor Network

Vancouver, WA
2010-10-04 → 2016-07-06

Strategic Wealth Advisors Group

San Mateo, CA

Vancouver, WA
1999-08-12 → 2010-12-23

Dale Q Rice Investment Advisor Ltd

Vancouver, WA

Other Businesses

INSURANCE SALES; INVESTMENT-RELATED; 10000 NE 7th Avenue, #215, VANCOUVER, WA; INSURANCE; INSURANCE AGENT; 09/30/2010; APPROXIMATELY 5 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS. RICE RENOVATIONS, LLC, NON INVESTMENT RELATED, 2109 NW 138th St, VANCOUVR, WA; OWNER; 2018; APPROXIMATELY 5 HRS/MO DURING TRADING HOURS; HOME RENOVATIONS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-14
S63	Uniform Securities Agent State Law Examination	1993-09-17

S65 Uniform Investment Adviser Law Examination

1999-07-14
S63 Uniform Securities Agent State Law Examination

1993-09-17

View on SEC IAPD