Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-06
  • TX RA
    APPROVED
    Since 2007-02-06

Branch Locations

303 Pearl Parkway Suite 380, San Antonio, TX 78215-1285 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc San Antonio TX 03/2008 Present
Other Businesses

(1) AMY'S QUARRY PARTNERS LIMITED; ADDRESS: 255 E BASSE RD #430 SAN ANTONIO, TX 78209-8344; BUSINESS DESCRIPTION: AMY'S ICE CREAM STORE/RESTAURANT; NOT INVESTMENT RELATED; START DATE: 01/01/1998; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) BIG ON THE BANKS LLC; ADDRESS: 203 S SAINT MARYS ST #100 SAN ANTONIO, TX 78205-2712; BUSINESS DESCRIPTION: RESTAURANT; NOT INVESTMENT RELATED; START DATE: 03/01/1998; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) THE NATURE CONSERVANCY OF TEXAS - SAN ANTONIO DEVELOPMENT BOARD; ADDRESS: 200 E. GRAYSON, STE. 202 SAN ANTONIO, TX 7821; BUSINESS DESCRIPTION: CONSERVATION ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 02/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND QUARTERLY BOARD MEETINGS, VISIT STATE PRESERVES, ATTEND BENEFIT LUNCHEONS IN AN EFFORT TO INCREASE AWARENESS AND STEWARDSHIP; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-07
S63 Uniform Securities Agent State Law Examination 1994-04-14
  • S65 Uniform Investment Adviser Law Examination
    1995-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-04-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor