Arthur Neil Schlosser

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 08/2017
  Metlife Securities Inc
  Toledo, OH
• 03/2017 → 08/2017
  Mml Investors Services, Llc
  Toledo, OH
• 08/2017 → Present
  Independent Advisor Alliance, Llc
  Perrysburg, OH
• 08/2017 → Present
  Lpl Financial Llc
  Perrysburg, OH

Previous Registrations

• 2017-03-25 → 2017-08-15
  Mml Investors Services, Llc
  Toledo, OH
• 2015-11-06 → 2017-03-25
  Msi Financial Services, Inc.
  Toledo, OH
• 2014-12-18 → 2015-11-16
  Lpl Financial Llc
  Sylvania, OH
  San Diego, CA
  Sylvania, OH
• 2001-06-07 → 2015-01-07
  Cuna Brokerage Services, Inc.
  Beavercreek, OH
  Sylvania, OH
  Oregon, OH
  Maumee, OH
  Toledo, OH
  Toledo, OH

Other Businesses

1. 07/27/2017 - Blackbridge Financial - DBA for LPL Business (entity for LPL business) - inv only - at reported business location(s) - start: 7/2017 - 160 hr/mth 2. 07/27/2017 - Musician - Toledo, OH - non-inv rel - start: 7/2017 3. 08/30/2017-Independent Advisor Alliance-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-start 07/18/2017-Hours per month 160/hours during trading 40-Time spent percent 50%-I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/30/2017-Independent Advisor Alliance-DBA:(Hybrid) Blackbridge Financial--Investment related-At reported business location(s)-Registered Investment Advisor DBA-start 07/18/2017-Hours per month 160/hours during trading 40-Time spent percent 50%-I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-12
• S63 Uniform Securities Agent State Law Examination
  1993-09-29

Other Names

• Art Schlosser