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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-08 |
Branch Locations
54 Sugar Creek Center Blvd. Suite 300, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities | Sugarland | TX | 01/1995 | 08/2023 |
| Raymond James Financial Services, Inc. | Sugar Land | TX | 08/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Sugar Land | TX | 08/2023 | Present |
(1)Name of Business: BrightHawk Wealth Address: 54 Sugar Creek Center Blvd, Sugar Land, TX, 77478-4064, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/08/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage investments for clients to grow their wealth. (2)Name of Business: Gabany Wealth Management Address: 54 Sugar Creek Center Blvd, Sugar Land, TX, 77478-4064, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/08/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: A LLC to run my business through. (3)Name of Business: Indian Star 818, LLC Address: 8222 \nN FM 1189, Lipan, TX, 76462, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/11/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Raise a very small herd of cows and sell them every two years when the male calves are ~1000-1200 pounds. My husband and I fund the LLC when it is short. We don't anticipate making any money. We have a small herd to get the ag exemption. My husband takes care of the ranch. I just feed chickens and collect the fresh eggs. (4)Name of Business: Simplicity (IMO) Address: 54 Sugar Creek Center Blvd, Sugar Land, TX, 77478-4064, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/14/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Servicing Oceanview clients as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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