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Nicholas P Disanto

J.P. Morgan Securities LLC

Cleveland, OH

CRD 2393897

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
OH RA APPROVED 2022-02-24
  • TX RA
    APPROVED
    Since 2022-11-16
  • OH RA
    APPROVED
    Since 2022-02-24

Branch Locations

1300 E 9Th St Floor 18, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cleveland OH 02/2009 Present
Jpmorgan Chase Bank, N.A. Cleveland OH 02/1987 Present
Other Businesses

Entity Name: CHN Housing Partners (FKA Cleveland Housing Network, Inc.) Investment related: No Address: 2999 Payne Avenue, Cleveland, Ohio 44114 www.chnnet.com Nature of the other business: CHN works to foster sustainable neighborhoods through eco friendly housing and education to improve the health, wealth and employability of Cleveland residence. Position/Title/Relationship: Director Start Date: 27-Jul-2016 Approximate # of hours a month: Attend 6 two hour board meetings per year and attend 6 two hour commity meetings per year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Director

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-23
S63 Uniform Securities Agent State Law Examination 2009-05-12
  • S65 Uniform Investment Adviser Law Examination
    2022-02-23
  • S63 Uniform Securities Agent State Law Examination
    2009-05-12
Other Names
  • Nicholas Paul Desanto
  • Nicholas Paul Disanto

View on SEC IAPD

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