Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| OH | RA | APPROVED | 2022-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Cleveland | OH | 02/2009 | Present |
| Jpmorgan Chase Bank, N.A. | Cleveland | OH | 02/1987 | Present |
Entity Name: CHN Housing Partners (FKA Cleveland Housing Network, Inc.) Investment related: No Address: 2999 Payne Avenue, Cleveland, Ohio 44114 www.chnnet.com Nature of the other business: CHN works to foster sustainable neighborhoods through eco friendly housing and education to improve the health, wealth and employability of Cleveland residence. Position/Title/Relationship: Director Start Date: 27-Jul-2016 Approximate # of hours a month: Attend 6 two hour board meetings per year and attend 6 two hour commity meetings per year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Director
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-12 |
Reach out to this advisor