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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-12-21
  • MA RA
    APPROVED
    Since 2022-12-21

Branch Locations

37 Front St, Scituate, MA 02066 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Llc Scituate MA 01/2016 11/2019
Securities America Advisors Scituate MA 01/2016 11/2019
Lincoln Investment Llc Fort Washington PA 11/2019 12/2022
Capital Analysts Llc Fort Washington PA 11/2019 12/2022
Brokers International Financial Services Scituate MA 12/2022 Present
  • 01/2016 → 11/2019
    Securities America Llc
    Scituate, MA
  • 01/2016 → 11/2019
    Securities America Advisors
    Scituate, MA
  • 11/2019 → 12/2022
    Lincoln Investment Llc
    Fort Washington, PA
  • 11/2019 → 12/2022
    Capital Analysts Llc
    Fort Washington, PA
  • 12/2022 → Present
    Brokers International Financial Services
    Scituate, MA
Previous Registrations
  • 2019-11-21 → 2022-12-08
    Scitvate, MA
  • 2019-11-21 → 2021-12-31
    Fort Washington, PA
    Scituate, MA
    Farmington, CT
    Scituate, MA
  • 2016-04-15 → 2019-11-11
    Securities America Advisors, Inc.
    Scituate, MA
  • 2013-01-02 → 2014-04-02
    Bb&T Securities, Llc
    Boston, MA
  • 2004-11-17 → 2013-01-02
    Scott & Stringfellow, Llc
    Boston, MA
    Boston, MA
  • 1999-12-01 → 2003-12-31
    Hanover, MA
Other Businesses

1.American Senior Benefits; not investment related; 37 Front St, Scituate, MA 02066; Fixed insurance sales; Agent; 01/01/2020; 40 hour per month; 10 hours during security hours; Life/Accident/Health Insurance, fixed insurance sales. 2. Reidy Financial; investment Related; 37 Front St, Scituate, MA 02066; DBA for investments and insurance; Owner/Advisor/Agent; 10/10/2024; 170 hours per month; 130 hours during security hours; Sales and service of securities, advisory, and fixed insurance 3.LIFE/ACCIDENT/HEALTH INSURANCE POSITION: Agent NATURE: I sell life insurance, fixed annuities and Medicare plans through American Senior Benefits. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 1/20 ADDRESS: 47 Front St, Suite 2, Scituate MA 02066, DESC: Insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-13
S63 Uniform Securities Agent State Law Examination 1993-10-04
  • S65 Uniform Investment Adviser Law Examination
    1998-04-13
  • S63 Uniform Securities Agent State Law Examination
    1993-10-04
Other Names
  • Paul Reidy

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