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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-12-21 |
Branch Locations
37 Front St, Scituate, MA 02066 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Llc | Scituate | MA | 01/2016 | 11/2019 |
| Securities America Advisors | Scituate | MA | 01/2016 | 11/2019 |
| Lincoln Investment Llc | Fort Washington | PA | 11/2019 | 12/2022 |
| Capital Analysts Llc | Fort Washington | PA | 11/2019 | 12/2022 |
| Brokers International Financial Services | Scituate | MA | 12/2022 | Present |
1.American Senior Benefits; not investment related; 37 Front St, Scituate, MA 02066; Fixed insurance sales; Agent; 01/01/2020; 40 hour per month; 10 hours during security hours; Life/Accident/Health Insurance, fixed insurance sales. 2. Reidy Financial; investment Related; 37 Front St, Scituate, MA 02066; DBA for investments and insurance; Owner/Advisor/Agent; 10/10/2024; 170 hours per month; 130 hours during security hours; Sales and service of securities, advisory, and fixed insurance 3.LIFE/ACCIDENT/HEALTH INSURANCE POSITION: Agent NATURE: I sell life insurance, fixed annuities and Medicare plans through American Senior Benefits. INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 1/20 ADDRESS: 47 Front St, Suite 2, Scituate MA 02066, DESC: Insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-04 |
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