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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-24 |
| NY | RA | APPROVED | 2021-06-09 |
Branch Locations
1882 East Ave., Rochester, NY 14610 • United States
1400 Miracle Mile Dr, Rochester, NY 14623 • United States
Penfield, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Rochester | NY | 03/2015 | 10/2017 |
| Five Star Bank | Rochester | NY | 03/2015 | 10/2017 |
| M&T Securities | Rochester | NY | 10/2017 | Present |
| Lpl Financial Llc | Rochester | NY | 06/2021 | Present |
| Lpl Financial Llc | Rochester | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-22 |
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