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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-12 |
| TN | RA | APPROVED | 2009-04-09 |
Branch Locations
One Union Square, Chattanooga, TN 37402 • United States
Hixson, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Chattanooga | TN | 04/2009 | Present |
1) NAME OF OTHER BUSINESS:Scott and Cathy McDonald/ INVESTMENT RELATED?: Yes/ ADDRESS: 1816 Albermarle Drive Hixson Tennessee 37343 US/ / NATURE OF THE BUSINESS: Jointly owned rental home with spouse/ POSITION:Proprietor / owner/ DUTIES:collect rent and perform small maintenance/ START DATE: 1/6/2021/ HOURS DEVOTED TO BUSINESS: 2) Scott C. and Cathy A. McDonald, Privately owned residential property to rent, Proprietor / owner, Collect Rent and minor repairs, start date-6/10/2024, ChattanoogaTennesseeUnited States-37415
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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