Kam Poi Yee

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-12-01

TX RA
APPROVED_RES

Since 2011-12-01

Branch Locations

461 From Dr Ste. 235, Paramus, NJ 07652 • United States

Parlin , NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	11/2011	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

11/2011 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-12-22

S63 Uniform Securities Agent State Law Examination

1994-12-22

Other Names

Donna Yee
Donna Yee

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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