Garrett Mitchell Alton

1295 Us Highway One Third Floor, North Palm Beach, FL 33408 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-12
GA	RA	APPROVED	2025-12-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bny Mellon	Atlanta	GA	12/2009	05/2020
Wilmington Trust	Atlanta	GA	05/2020	05/2024
M&T Securities	Atlanta	GA	04/2021	07/2021
Alton Capital	Atlanta	GA	05/2024	01/2025
Pennington Partners	Bethesda	MD	01/2025	10/2025
Certuity, Llc	Atlanta	GA	12/2025	Present

2025-01-31 → 2025-10-20

Pennington Partners & Co., Llc

Bethesda, MD
2021-04-23 → 2021-06-09

M&T Securities, Inc.

Buffalo, NY

Atlanata, GA
2011-08-10 → 2012-02-06

Bny Mellon Securities Corporation

Atlanta, GA

Pittsburgh, PA

Atlanta, GA
2008-11-25 → 2009-12-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
2008-03-27 → 2008-10-15

Gfo Advisory Services, Llc

Atlanta, GA
2006-07-07 → 2008-04-09

Neuberger Berman Bd Llc

Atlanta, GA
2005-03-15 → 2006-07-27

Intl Advisory Consultants Inc.

Birmingham, AL
2004-10-14 → 2006-07-05

Sterne, Agee & Leach, Inc.

Atlanta, GA
2003-02-25 → 2004-10-26

Morgan Stanley Dw Inc.

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-05-12
S63	Uniform Securities Agent State Law Examination	1993-09-29