Garrett Mitchell Alton

Employer firm

Certuity, LLC CRD 129505

$3.30B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2009 → 05/2020
  Bny Mellon
  Atlanta, GA
• 05/2020 → 05/2024
  Wilmington Trust
  Atlanta, GA
• 04/2021 → 07/2021
  M&T Securities
  Atlanta, GA
• 05/2024 → 01/2025
  Alton Capital
  Atlanta, GA
• 01/2025 → 10/2025
  Pennington Partners
  Bethesda, MD
• 12/2025 → Present
  Certuity, Llc
  Atlanta, GA

Previous Registrations

• 2025-01-31 → 2025-10-20
  Pennington Partners & Co., Llc
  Bethesda, MD
• 2021-04-23 → 2021-06-09
  M&T Securities, Inc.
  Buffalo, NY
  Atlanata, GA
• 2011-08-10 → 2012-02-06
  Bny Mellon Securities Corporation
  Atlanta, GA
  Pittsburgh, PA
  Atlanta, GA
• 2008-11-25 → 2009-12-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 2008-03-27 → 2008-10-15
  Gfo Advisory Services, Llc
  Atlanta, GA
• 2006-07-07 → 2008-04-09
  Neuberger Berman Bd Llc
  Atlanta, GA
• 2005-03-15 → 2006-07-27
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2004-10-14 → 2006-07-05
  Sterne, Agee & Leach, Inc.
  Atlanta, GA
• 2003-02-25 → 2004-10-26
  Morgan Stanley Dw Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-12
• S63 Uniform Securities Agent State Law Examination
  1993-09-29

Designations

• Chartered Financial Consultant

Other Names

• Garrett Mitchell Alton
• Garry Alton