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Frank N Wilson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenville, SC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-06-03
  • SC RA
    APPROVED
    Since 2021-06-03

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Greenville SC 06/2002 05/2021
Wells Fargo Advisors Llc Greenville SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville SC 11/2016 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 05/2021 Present
Bank Of America, Na Greenville SC 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-13
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S66 Uniform Combined State Law Examination
    2009-05-13
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02
Other Names
  • Frank Norris Wilson
  • Frank N Wilson
  • Frank Wilson

View on SEC IAPD

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THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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