Robert Edwin Thrift

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 11/2019
  Ameriprise Financial Services, Inc.
  Orlando, FL
• 11/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2019 → 05/2021
  Summit Financial Group
  Boca Raton, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-12-03 → 2021-05-20
  Summit Financial Group Inc
  Oviedoo, FL
• 2010-08-02 → 2019-12-02
  Ameriprise Financial Services, Llc
  Orlando, FL
• 2009-07-16 → 2010-08-04
  Securian Financial Services, Inc.
  Orlando, FL
• 2007-08-15 → 2009-03-24
  Waddell & Reed
  Maitland, FL
  Tampa, FL
• 2005-06-08 → 2005-11-10
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 1994-12-01 → 2003-09-25
  Ameriprise Financial Services, Llc
  Clearwater, FL

Exams

• S66 Uniform Combined State Law Examination
  2007-10-05
• S63 Uniform Securities Agent State Law Examination
  1994-10-07

Other Names

• Rob Thrift
• Robert Edwin Thrift
• Robert Edwin Thrift