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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-26 |
| GA | RA | APPROVED | 2024-08-07 |
Branch Locations
2110 Powers Ferry Rd. Suite 250 Se, Atlanta, GA 30339 • United States
2110 Powers Ferry Rd.SUite 302, Atlanta, GA 30339 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Atlanta | GA | 06/2016 | 08/2024 |
| Lpl Financial Llc | Atlanta | GA | 08/2024 | Present |
1) 07/2024 - Wealthstead Financial Advisors / -DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 160 hrs per month - 100 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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