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Tricia A. Zanon

Raymond James & Associates, Inc.

Rochester, NY

Fairport, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
VA RA APPROVED 2018-04-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • VA RA
    APPROVED
    Since 2018-04-24

Branch Locations

100 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Fairport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsford NY 09/2010 11/2016
Wells Fargo Clearing Services, Llc Pittsford NY 11/2016 04/2018
Raymond James & Associates Rochester NY 04/2018 Present
  • 09/2010 → 11/2016
    Wells Fargo Advisors Llc
    Pittsford, NY
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Pittsford, NY
  • 04/2018 → Present
    Raymond James & Associates
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-08
S65 Uniform Investment Adviser Law Examination 2001-04-06
S63 Uniform Securities Agent State Law Examination 1993-12-16
  • S66 Uniform Combined State Law Examination
    2008-08-08
  • S65 Uniform Investment Adviser Law Examination
    2001-04-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-16
Other Names
  • Tricia Ann Keddell
  • Tricia Ann Evans
  • Tricia A Zanon

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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