Rebecca J. Albers

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 11/2016
  Wells Fargo Advisors Llc
  Des Moines, IA
• 11/2016 → 01/2023
  Wells Fargo Clearing Services, Llc
  Des Moines, IA
• 01/2023 → Present
  Cwm, Llc
  West Des Moines, IA
• 01/2023 → Present
  Carson Group
  West Des Moines, IA
• 01/2023 → 12/2023
  Cetera Advisor Networks
  El Segundo, CA

Previous Registrations

• 2011-01-06 → 2023-01-25
  Wells Fargo Clearing Services, Llc
  West Des Moines, IA
  West Des Moines, IA
  West Des Moines, IA

Other Businesses

NAME OF OTHER BUSINESS: UNIVERSITY OF NORTHERN IOWA FINANCE ADVISORY COUNCIL INVESTMENT RELATED: NO NATURE OF BUSINESS: TO ADVISE, STRENGTHEN, PROMOTE, AND SUPPORT THE STUDENTS, FACULTY, CURRICULUM, PROGRAMS, FUNDING, AND RELATIONS OF THE DEPARTMENT OF FINANCE AT THE COLLEGE OF BUSINESS ADMINISTRATION, UNIVERSITY OF NORTHERN IOWA. START DATE: 3/2012 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX # OF HRS PER WEEK: .25 APX # OF HRS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADVISE FINANCE DEPARTMENT ON NEEDS OF THE BUSINESS COMMUNITY; ASSIST WITH CURRICULUM AND EXTRACURRICULAR ACTIVITIES THAT COULD BE BENEFICIAL TO STUDENTS, TO SUPPORT AND ADVOCATE FOR THE DEPARTMENT AND STUDENTS; NAME OF OTHER BUSINESS: IMMACULATE CONCEPTION - ST. MARY'S PARISH COUNCIL INVESTMENT RELATED: NO NATURE OF BUSINESS: TO ADVISE THE PRIEST OF NEEDS OF THE PARISH START DATE: 10/2015 POSITION/TITLE/RELATIONSHIP: PARISH COUNCIL MEMBER APX # OF HRS PER WEEK: 40 APX # OF HRS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PARISH COUNCIL MEMBER; NAME OF OTHER BUSINESS: ST. CHARLES PARKS AND RECREATION INVESTMENT RELATED: NO NATURE OF BUSINESS: TO ADVISE THE CITY COUNCIL ON THE NEEDED FACILITIES FOR OTHER FORMS OF RECREATION. WE PLAN AND OVERSEE AMENITIES AND PROGRAMS TO ENHANCE THE LEISURE TIME ACTIVITIES OF THE CITY'S RESIDENTS OF ALL AGES. POSITION/TITLE/RELATIONSHIP: BOARD MEMBER START DATE: 7/2017 APX # OF HRS PER WEEK: 1 APX # OF HRS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I HELP PLAN AND OVERSEE PROJECTS FOR AMENITIES IN OUR CITY PARK; NAME OF BUSINESS: FINANCIAL PLANNING ASSOCIATION NATURE: ASSOCIATION OF CFP'S START: 05/19/2023 POSITION: MEMBER APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: PARTICIPATE NAME OF BUSINESS: CMT ASSOCIATION NATURE: DESIGNATION ASSOCIATION START: 04/06/2009 POSITION: MEMBER APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 1 DUTIES: PARTICIPATE NAME OF BUSINESS: CHAINS INTERRUPTED NATURE: RAISE AWARENESS OF HUMAN TRAFFICKING START: 01/09/2024 POSITION: COMMITTEE MEMBER APPX. HRS/MONTH: 1 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: HELP PLAN FUNDRAISERS

Exams

• S66 Uniform Combined State Law Examination
  2011-01-05

Designations

• Certified Financial Planner

Other Names

• Rebecca Jean Lally
• Rebecca Albers