John-michael Peters

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-03-06
TX	RA	APPROVED	2007-10-26
CT	RA	APPROVED	2006-02-09

CA RA
APPROVED

Since 2018-03-06
TX RA
APPROVED

Since 2007-10-26
CT RA
APPROVED

Since 2006-02-09

Branch Locations

Scottsdale, AZ • United States

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bohemia	NY	09/2005	Present
Bank Of America, N.A.	Bohemia	NY	12/2009	Present

09/2005 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bohemia, NY
12/2009 → Present

Bank Of America, N.A.

Bohemia, NY

Other Businesses

I*877308 Entity Type: For Profit Name of outside business organization: Endless Round LLC Investment related: No Address of business: New Suffolk, New York, 11956 Position, title, association: General Partner/Managing Member Start date of relationship: 6/7/2022 Number of hours devoted: 4 hours Weekly Number of hours devoted during trading hours: 0 Duties: Golf Simulator Business - partner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-08

S66 Uniform Combined State Law Examination

2006-02-08

Other Names

John M Peters

View on SEC IAPD