Sandra Summerlin Downing

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-06-03
TX	RA	APPROVED_RES	2026-06-02

AL RA
APPROVED

Since 2026-06-03
TX RA
APPROVED_RES

Since 2026-06-02

Branch Locations

11020 Chantilly Pkwy, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc.	Montgomery	AL	10/1999	11/2018
Lpl Financial Llc	Montgomery	AL	06/2026	Present
Max Wealth Management	Montgomery	AL	02/2016	Present
Stonex Securities Inc	Montgomery	AL	11/2018	06/2026
Stonex Advisors Inc	Montgomery	AL	11/2018	06/2026

10/1999 → 11/2018

Lpl Financial, Llc.

Montgomery, AL
06/2026 → Present

Lpl Financial Llc

Montgomery, AL
02/2016 → Present

Max Wealth Management

Montgomery, AL
11/2018 → 06/2026

Stonex Securities Inc

Montgomery, AL
11/2018 → 06/2026

Stonex Advisors Inc

Montgomery, AL

Previous Registrations

2018-11-19 → 2026-06-02

Stonex Advisors Inc.

Montgomery, AL

Birmingham, AL
2017-06-05 → 2018-11-18

Lpl Financial Llc

Prattville, AL

Maxwell Afb, AL

Wetumpka, AL

Montgomery, AL

Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name MAX Wealth Management - Investment Related - At Reported Business Location (s) - Start Date: 05/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-06-02
S63	Uniform Securities Agent State Law Examination	1993-11-05

S65 Uniform Investment Adviser Law Examination

2017-06-02
S63 Uniform Securities Agent State Law Examination

1993-11-05

View on SEC IAPD