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Lexington, KY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-09 |
| OH | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED_RES | 2024-03-22 |
| GA | RA | APPROVED | 2023-08-28 |
| KY | RA | APPROVED | 2022-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2015 | 11/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2015 | 12/2022 |
| Lexington Wealth Management, Inc. D/B/A Pulse Wealth | Lexington | KY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-06 |
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