Best Investors Account Sign in

Steven Grary Helfer

Ameriprise Financial Services, LLC

Newton, MA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-14
NJ RA APPROVED 2024-07-02
  • TX RA
    APPROVED_RES
    Since 2026-05-14
  • NJ RA
    APPROVED
    Since 2024-07-02

Branch Locations

2221 Washington St Ste 202, Newton, MA 02462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Boston MA 01/2002 06/2024
Ameriprise Financial Services Llc Newton MA 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-24
S65 Uniform Investment Adviser Law Examination 1999-08-16
S63 Uniform Securities Agent State Law Examination 1993-09-21
  • S66 Uniform Combined State Law Examination
    2016-05-24
  • S65 Uniform Investment Adviser Law Examination
    1999-08-16
  • S63 Uniform Securities Agent State Law Examination
    1993-09-21

View on SEC IAPD

Other Firms

FOCUS PARTNERS WEALTH, LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
AKMAZO CAPITAL MANAGEMENT CO., LLC
BROOKSTONE WEALTH ADVISORS, LLC
ASCENSUS INVESTMENT ADVISORS, LLC
PLUM STREET ADVISORS, LLC
M3 ADVISORY GROUP, LLC

Other Investors

RACHEL MERI ZIBRAK
JONATHAN JAY DERBY
MARK ALAN DERBY
TODD CRAIG SILVERMAN
Preston Wong
Parker Stephen Walsh
GIANCARLO NICHOLAS PLATI
SAMANTHA SEABURY VONA

Other Offices

FOCUS PARTNERS WEALTH, LLC · Newton, MA
FOCUS PARTNERS WEALTH, LLC · Newton, MA
MML INVESTORS SERVICES, LLC · Newton, MA
COMMONWEALTH FINANCIAL NETWORK · Newton, MA
AKMAZO CAPITAL MANAGEMENT CO., LLC · NEWTON, MA
BROOKSTONE WEALTH ADVISORS, LLC · NEWTON, MA
ASCENSUS INVESTMENT ADVISORS, LLC · NEWTON, MA
PLUM STREET ADVISORS, LLC · NEWTON, MA

More in Newton, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor