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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-06-10 |
Branch Locations
300 North Rock Road, Derby, KS 67037 • United States
El Dorado, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services, Inc. | Derby | KS | 08/2006 | Present |
| Lpl Financial Llc | Derby | KS | 07/2023 | Present |
| Bmo Bank | Derby | KS | 07/2023 | Present |
1) 05/03/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-13 |
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