Nathan Richardson Allen

Employer firm

Wms Partners, LLC CRD 109971

$6.15M regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 06/2017
  A.L. Stuart Investments, Llc
  Stamford, CT
• 06/2017 → 07/2018
  Warisan Capital Management Llc
  Stamford, CT
• 06/2018 → 01/2025
  Wms Partners, Llc
  Towson, MD
• 01/2025 → Present
  Hb Wealth Management, Llc
  Towson, MD

Previous Registrations

• 2018-11-13 → 2025-06-27
  Wms Partners, Llc
  Towson, MD
• 2017-06-06 → 2018-07-16
  Warisan Capital Management
  Stamford, CT
• 2012-08-10 → 2017-06-08
  A.L. Stuart Investments, Llc
  Greenwich, CT
• 2006-08-31 → 2012-08-21
  Deutsche Bank Securities Inc.
  Greenwich, CT
• 2003-01-29 → 2006-09-12
  Ubs Financial Services Inc.
  Stamford, CT
  Stamford, CT

Other Businesses

WMS Partners, LLC: Serving as Committee Chair overseeing legacy private funds as they are wound down. Investment related; approximately 5 hours a month during business hours. Marilyn Yablon Trust; Trustee; Investment related; Approximately 1-5 hours per month during business and/or non-business hours. Howard Hillman Trust; Trustee; Investment related; 1-5 hours per month during business and/or non-business hours. Dora Hillman Trust; Trustee; Investment related; 1-5 hours per month during business and/or non-business hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-29
• S63 Uniform Securities Agent State Law Examination
  1998-02-11

Other Names

• Nathan Richardson Allen
• Nate Allen