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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| WA | RA | APPROVED | 2017-05-19 |
Branch Locations
15224 Main Street Suite 200, Mill Creek, WA 98012 • United States
Mukilteo, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seaway Financial | Millcreek | WA | 01/2003 | Present |
| Signator Investors, Inc. | Mill Creek | WA | 05/2016 | 05/2017 |
| Commonwealth Financial Network | San Diego | CA | 05/2017 | Present |
1. Owner and President, Seaway Financial, Inc., private entity est. to facilitate securities, advisory, and insurance business; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Seaway Financial'; Conducted at branch; Investment related. 3. Owner of Jacobsen Development, LLC, real estate holding company that branch office operates out of. Not investment related. Conducted from branch location.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-27 |
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