Kathleen Mclellan

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Ardmore, PA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hartford Funds Distributors, Llc	Wayne	PA	02/2015	06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayne	PA	12/2019	11/2021
Unemployed	Ardmore	PA	06/2018	01/2019
Ess	Knoxville	TN	01/2019	12/2019
Chester County Intermediate Unit (Schuylkill Elementary)	Downingtown	PA	10/2019	12/2019
Bank Of America N.A.	Wayne	PA	01/2020	11/2021
Fidelity Investments	Merrimack	NH	12/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

02/2015 → 06/2018

Hartford Funds Distributors, Llc

Wayne, PA
12/2019 → 11/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA
06/2018 → 01/2019

Unemployed

Ardmore, PA
01/2019 → 12/2019

Ess

Knoxville, TN
10/2019 → 12/2019

Chester County Intermediate Unit (Schuylkill Elementary)

Downingtown, PA
01/2020 → 11/2021

Bank Of America N.A.

Wayne, PA
12/2021 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

2022-02-01 → 2025-03-31

Fidelity Personal And Workplace Advisors

Merrimack, NH
2020-01-17 → 2021-12-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

New York, NY
2015-02-20 → 2018-06-26

Hartford Funds

Wayne, PA

Ardmore, PA

Wayne, PA
2009-11-13 → 2014-09-30

Principal Securities, Inc.

Waltham, MA

Waltham, MA

Des Moines, IA

King Of Prussia, PA

Wayne, PA
2006-09-25 → 2009-06-19

Principal Securities, Inc.

King Of Prussia, PA

King Of Prussia, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-22
S63	Uniform Securities Agent State Law Examination	1995-10-25

Other Firms