Lori Anne Mondello

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-11-12
TX	RA	APPROVED	2024-11-08

Branch Locations

Valrico, FL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mercer Global Adivsors Inc.	Tampa	FL	04/2015	07/2017
Mercer Global Advisors Inc.	Tampa	FL	07/2017	04/2018
Hancock/Whitney Investment Services, Inc.	Bradenton	FL	04/2018	12/2019
Hancock/Whitney Bank	Bradenton	FL	04/2018	12/2019
Raymond James & Associates, Inc.	St. Petersburg	FL	12/2019	07/2021
Usaa Investment Services Company	Tampa	FL	07/2021	12/2023
Usaa Life Insurance Company	Tampa	FL	07/2021	12/2023
Morgan Stanley	Temple Terrace	FL	12/2023	10/2024
Usaa Investments Services Company	Tampa	FL	10/2024	Present
Usaa Life Insurance Company	Tampa	FL	10/2024	Present

2023-12-19 → 2024-10-17

Morgan Stanley

Tampa, FL
2022-08-19 → 2023-12-20

Usaa Investment Services Company

San Antonio, TX

Tampa, FL

Phoenix, AZ

Tampa, FL
2020-01-07 → 2021-08-02

Raymond James & Associates, Inc.

St. Petersburg, FL
2018-04-25 → 2020-01-02

Hancock Whitney Investment Services Inc.

St. Peterburg, FL

St. Peterburg, FL

Bradenton, FL

Bradenton, FL

Holmes Beach, FL

New Orleans, LA

Bradenton, FL
2014-12-18 → 2018-03-21

Mercer Global Advisors Inc.

Tampa, FL

Sarasota, FL
2014-04-08 → 2014-12-01

Td Ameritrade, Inc.

Jacksonville, FL
2014-04-22 → 2014-12-01

Td Ameritrade Investment Management, Llc

Ponte Vedra Beach, FL
2012-10-17 → 2014-04-09

Strategic Advisers Llc

Jacksonville, FL
2011-03-23 → 2011-10-10

Lpl Financial Llc

Orlando, FL
2008-11-07 → 2011-01-26

Cuso Financial Services, L.P.

Orlando, FL
2008-06-26 → 2008-10-17

Equitable Advisors, Llc

Orlando, FL
2008-01-17 → 2008-04-10

Countrywide Investment Services, Inc.

Winter Springs, FL
2007-04-30 → 2007-09-11

Charles Schwab & Co., Inc.

Maitland, FL
2004-06-21 → 2006-06-12

Colonial Asset Management Inc

Orlando, FL
2003-09-19 → 2004-03-03

Truist Investment Services, Inc.

Orlando, FL
2002-10-08 → 2003-02-20

Equitable Advisors, Llc

Orlando, FL

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-05-24
S65	Uniform Investment Adviser Law Examination	2001-05-11