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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2009-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Sumter | SC | 10/2009 | Present |
1. VMI Class of 1980 Foundation; 3968 Virginia Rail Dr Providence Forge VA 23140; Raise money for our brother rats (classmates) and their widows who are struggling financially as a result of health issues; Voluntary Board Member; Assist with Financial decisions and the management of assets; 11/01/2023; 1.00hr/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-17 |
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