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Kevin Scott Monton

Stifel, Nicolaus & Company, Incorporated

St Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-05
MO RA APPROVED 2017-11-08
  • TX RA
    APPROVED_RES
    Since 2018-04-05
  • MO RA
    APPROVED
    Since 2017-11-08

Branch Locations

520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chesterfield MO 10/1997 11/2017
Charles Schwab Bank Chesterfield MO 02/2005 11/2017
Stifel Nicolaus & Co Inc Chesterfield MO 11/2017 Present
  • 10/1997 → 11/2017
    Charles Schwab & Co., Inc.
    Chesterfield, MO
  • 02/2005 → 11/2017
    Charles Schwab Bank
    Chesterfield, MO
  • 11/2017 → Present
    Stifel Nicolaus & Co Inc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-28
S65 Uniform Investment Adviser Law Examination 1994-06-24
S63 Uniform Securities Agent State Law Examination 1994-05-17
  • S66 Uniform Combined State Law Examination
    2005-04-28
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-05-17

View on SEC IAPD

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