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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-06-14
  • NJ RA
    APPROVED
    Since 2017-06-14

Branch Locations

101 West Street Suite Three, Hillsdale, NJ 07642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard M. Hodgman, Cpa Hillsdale NJ 11/1978 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers, Llc Schaumburg IL 06/2017 Present
  • 11/1978 → Present
    Richard M. Hodgman, Cpa
    Hillsdale, NJ
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2017 → Present
    Schaumburg, IL
Other Businesses

1)RM HODGMAN & CO, CPA'S,,NOT INVESTMENT RELATED, PUBLIC ACCTG, TAX PREP & CONSULTING, MANAGING PARTNER, SD:5/97, MANAGE ACCTG PRACTICE, 50-60HR WORK WEEK, PARTNER: MORIE SATHANANTHAN, 101 WEST ST ST 3 HILLSDALE, NJ 07642; 2) UMPIRE FOR SOFTBALL GAMES ASA, NOT INV REL, INDEPENDENT CONTRACTOR, SINCE 04/2007, 10-14H/WK 3) NAME OF OTHER BUSINESS: HEIGHTENED INDEPENDENCE AND PROGRESS, INC.; INVESTMENT RELATED: NO; ADDRESS: 131 MAIN STREET SUITE 120, HACKENSACK, NJ 07601; NATURE OF BUSINESS: PUBLIC CHARITY; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE ON A BI-MONTHLY BASIS ACCOUNTING OF THE AGENCY; 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 131 MAIN STREET SUITE 120, HACKENSACK, NJ 07601 NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES; 5)NAME OF OTHER BUSINESS: MOTHER SETON COUNCIL 5427, KNIGHTS OF COLUMBUS INVESTMENT RELATED: NO ; ADDRESS: 79 PASCACK RD, TOWNSHIP OF WASHINGTON, NJ 07676 NATURE OF BUSINESS: BOOKKEEPING ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL SECRETARY ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ALL RECEIPTS RECORDED AND PASSED ON TO THE TREASURER 6) NAME OF OTHER BUSINESS: EMERSON NJ PUBLIC LIBRARY BOARD OF TRUSTEES; INVESTMENT RELATED: NO; ADDRESS: 20 PALISADE AVE EMERSON NJ 07630; NATURE OF BUSINESS: PUBLIC LIBRARY; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT OF BOARD OF TRUSTEE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CONDUCT MONTHLY MEETINGS, APPROVE AND PAY INVOICES, REV ANNUAL BUDGETS; 7) NAME OF OTHER BUSINESS: MOTHER SETON COUNCIL 5427 KNIGHTS OF COLUMBUS; INVESTMENT RELATED: NO; ADDRESS: 79 PASCACK RD TWP OF WASHINGTON, NJ 07676; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: GRAND KNIGHT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: SERVING AS OFFICER FOR COUNCIL 5427, FRATERNAL ORGANIZATION; 8) NAME OF OTHER BUSINESS: EMERSON (NJ) SENIORS, INVESTMENT RELATED: NO, ADDRESS: 20 PALISADE AVE, EMERSON, NJ 07630, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: MAINTAIN THE FINANCIAL RECORDS OF THE ORGANIZATION.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-13
S63 Uniform Securities Agent State Law Examination 2004-05-28
  • S65 Uniform Investment Adviser Law Examination
    2016-12-13
  • S63 Uniform Securities Agent State Law Examination
    2004-05-28
Other Names
  • Rick Hodgman

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