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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-06-14 |
Branch Locations
101 West Street Suite Three, Hillsdale, NJ 07642 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard M. Hodgman, Cpa | Hillsdale | NJ | 11/1978 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 06/2017 | Present |
1)RM HODGMAN & CO, CPA'S,,NOT INVESTMENT RELATED, PUBLIC ACCTG, TAX PREP & CONSULTING, MANAGING PARTNER, SD:5/97, MANAGE ACCTG PRACTICE, 50-60HR WORK WEEK, PARTNER: MORIE SATHANANTHAN, 101 WEST ST ST 3 HILLSDALE, NJ 07642; 2) UMPIRE FOR SOFTBALL GAMES ASA, NOT INV REL, INDEPENDENT CONTRACTOR, SINCE 04/2007, 10-14H/WK 3) NAME OF OTHER BUSINESS: HEIGHTENED INDEPENDENCE AND PROGRESS, INC.; INVESTMENT RELATED: NO; ADDRESS: 131 MAIN STREET SUITE 120, HACKENSACK, NJ 07601; NATURE OF BUSINESS: PUBLIC CHARITY; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: OVERSEE ON A BI-MONTHLY BASIS ACCOUNTING OF THE AGENCY; 4) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: 131 MAIN STREET SUITE 120, HACKENSACK, NJ 07601 NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 11/2016; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZE SIGNATURES; 5)NAME OF OTHER BUSINESS: MOTHER SETON COUNCIL 5427, KNIGHTS OF COLUMBUS INVESTMENT RELATED: NO ; ADDRESS: 79 PASCACK RD, TOWNSHIP OF WASHINGTON, NJ 07676 NATURE OF BUSINESS: BOOKKEEPING ; START DATE: 07/2019 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL SECRETARY ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR ALL RECEIPTS RECORDED AND PASSED ON TO THE TREASURER 6) NAME OF OTHER BUSINESS: EMERSON NJ PUBLIC LIBRARY BOARD OF TRUSTEES; INVESTMENT RELATED: NO; ADDRESS: 20 PALISADE AVE EMERSON NJ 07630; NATURE OF BUSINESS: PUBLIC LIBRARY; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: PRESIDENT OF BOARD OF TRUSTEE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: CONDUCT MONTHLY MEETINGS, APPROVE AND PAY INVOICES, REV ANNUAL BUDGETS; 7) NAME OF OTHER BUSINESS: MOTHER SETON COUNCIL 5427 KNIGHTS OF COLUMBUS; INVESTMENT RELATED: NO; ADDRESS: 79 PASCACK RD TWP OF WASHINGTON, NJ 07676; NATURE OF BUSINESS: FRATERNAL ORGANIZATION; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: GRAND KNIGHT; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: 3-5; BRIEF DESCRIPTION OF DUTIES: SERVING AS OFFICER FOR COUNCIL 5427, FRATERNAL ORGANIZATION; 8) NAME OF OTHER BUSINESS: EMERSON (NJ) SENIORS, INVESTMENT RELATED: NO, ADDRESS: 20 PALISADE AVE, EMERSON, NJ 07630, NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: TREASURER, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: MAINTAIN THE FINANCIAL RECORDS OF THE ORGANIZATION.;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-28 |
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