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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Community Resource Bank | Northfield | MN | 07/2002 | Present |
| Cetera Investment Services | Saint Cloud | MN | 10/2002 | Present |
| Cetera Investment Advisers Llc | Northfield | MN | 01/2014 | Present |
1) ST JOHNS LUTHERAN CHURCH OF NORTHFIELD FOUNDATION. BOARD MEMBER. OFFERS GENERAL INFO ON HOW PRODUCTS WORK. DOES NOT ADVISE ON INVESTMENTS. 2) VICE PRESIDENT/OFFICER OF COMMUNITY RESOURCE BANK; OCCASSIONALLY WILL ASSIST AND APPROVE BASIC BANKING TRANSACTIONS AND MANAGE INVESTMENT SERVICES DEPARTMENT AT THE BANK. 3)DONALD & LUELLA ZIBELL FAMILY FOUNDATION BOARD MEMBER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-20 |
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