Stephen Andrew Lalli

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Transamerica Financial Advisors
  Los Angeles, CA
• 01/2006 → Present
  Aflac-
  La, CA
• 06/2009 → 08/2018
  Surety Investment Services
  La, CA
• 08/2006 → Present
  Planmember Securities Corporation
  Carpinteria, CA

Other Businesses

1)AFLAC- 5120 W GOLDLEAF CIRCLE SUITE 160 LOS ANGELES CA 90056 .SUPPLEMENTAL INSURANCE SOLD TO INDIVIDUALS AND BUSINESSES ;START DATE 01/2006. AGENT ;100 HRS/MONTH DEVOTED TO BUS;80 HRS/MONTH DURING TRADING HOURS;INVESTMENT RELATED 2)STEPHEN A LALLI;21151 S. Western Ave, Suite 274 TORRANCE CA 90501;SALES OF LIFE INSURANCE AND LTC;AGENT;START 01/2006; 02HRS/MO; 5HRS/MO DURING TRADING;NIR

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-04-09

Other Names

• Steve Lalli