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2107 S 54Th Street, Rogers, AR 72758 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rogers | AR | 06/2012 | 11/2019 |
| Hexagon Capital Partners, Llc | Rogers | AR | 11/2019 | Present |
Treasurer - Baggs Family Scholarship Fund, 9931 Johnson Dr., Meriam, KA 66203 - March 2021-Present. The organization is not investment-related. Family scholarship fund that provides scholarships to children attending a summer camp located in Maine. Est. 1 hr per month outside of trading hours. Ms. Raben's duties include reviewing scholarship applications and performing the duties of treasurer to the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-27 |
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