Lisa Ann Hergenroeder

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial Llc
  Timonium, MD
• 02/2003 → Present
  Hergenroeder Financial Advisors, Inc.
  Towson, MD

Previous Registrations

• 2001-07-24 → 2003-02-10
  Choreo, Llc
  Baltimore, MD

Other Businesses

1. 02/03/2003 - NON-VARIABLE INSURANCE - INV REL - SELLING LONG TERM CARE AND TERM LIFE INSURANCE 2. 02/18/2005 - REGISTERED INVESTMENT ADVISOR - HERGENROEDER FINANCIAL ADVISORS INC. - TIMONIUM, MD 3. 08/19/2013 - Hergenroeder Financial Advisors, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 01/26/2015 - Hergenroeder Financial Advisors, Inc. - INV REL - 1954 Greenspring Drive, Suite 230, Timonium, MD 21093 - Registered Investment Advisor Hybrid - START 01/08/2015 - 150 HOURS PER MONTH DURING TRADING - e provide financial plans for fixed fees as well as hourly advice and also provide asset management services 5. 01/05/2016 - Hergenroeder Financial Advisors, Inc. - INV REL - 1954 Greenspring Drive, Suite 230, Timonium, MD 21093 - Non-Variable Insurance - START 12/09/15 - 3 HOURS PER MONTH - insurance agent, gathering information about clients and determining most suitable quotes to run and products

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-10
• S65 Uniform Investment Adviser Law Examination
  1993-11-05

Designations