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Kenichi Shoji

View Capital Ria, LP

Dallas, TX

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Current Employers
View Capital Ria, Lp

2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-07
  • TX RA
    APPROVED
    Since 2017-04-07

Branch Locations

2727 N. Harwood Street Suite 225, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
View Capital Ria, Lp Dallas TX 03/2017 Present
Stissing Lake Advisors New York NY 01/2015 03/2017
  • 03/2017 → Present
    Dallas, TX
  • 01/2015 → 03/2017
    Stissing Lake Advisors
    New York, NY
Other Businesses

Director of Clear Markets North America, Inc., non public company. Duties are to oversee operations of the company. Devote one hour per month and none during business hours. Compensation will be stock options only.; Advisory Board Member of Active Allocator Holdings, LLC, private company, to advise the company on the development of its platform. Devote three hours per month and none during trading hours. Compensation will be shares of Active Allocator Holdings, LLC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-24
  • S63 Uniform Securities Agent State Law Examination
    2005-10-24
Designations

View on SEC IAPD

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