Clifton W Lee

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2020
  Ameriprise Financial Services, Inc.
  Paramus, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Saddle Brook, NJ

Previous Registrations

• 2007-09-18 → 2015-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Lee, NJ
• 2004-01-30 → 2005-01-06
  Charles Schwab & Co., Inc.
  Paramus, NJ

Other Businesses

Business Ownership; BC of God, LLC; ; Restaurant co -owner. My wife is also a co-owner and runs the business. I have no involvement.; 1751 Lincoln HighwayEdison, N.J. 08817, ,; Not Investment-Related; 04/03/2013; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-12
• S65 Uniform Investment Adviser Law Examination
  1994-10-11
• S63 Uniform Securities Agent State Law Examination
  1993-11-03

Other Names

• Cliff Lee
• Clifton Wah Lee
• Chung Lee
• Clifton Lee