Joseph Angelo Auteri

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-09
TX	RA	APPROVED_RES	2022-09-14

FL RA
APPROVED

Since 2025-01-09
TX RA
APPROVED_RES

Since 2022-09-14

Branch Locations

Apollo Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Inc.	Bala Cynwyd	PA	08/1993	Present
Berardi & Auteri, Llc	Drexel Hill	PA	01/2013	05/2020
Tradecraft Financial Group Llc	Apollo Beach	FL	04/2019	Present

08/1993 → Present

Nylife Securities Inc.

Bala Cynwyd, PA
01/2013 → 05/2020

Berardi & Auteri, Llc

Drexel Hill, PA
04/2019 → Present

Tradecraft Financial Group Llc

Apollo Beach, FL

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; INVESTMENT RELATED;INSURANCE BROKER; START DATE 05/2003] [DREXEL UNIVERSITY LE BOW COLLEGE OF BUSINESS; 555 E. CITY AEVNUE, BALA CYNWYD, PA 19004; ADJUNCT PROFESSOR / TEACHER - PROFESSOR; WAGES; 2515 GARRETT ROAD DREXEL HILL, PA 19026; OWNER; 10 HOURS A WEEK; NON INVESTMENT RELATED] [RAMSEY EDUCATIONAL DEVELOPMENT INSTITUTE; NON-PROFIT ORGANIZATION; DIRECTOR; COMPENSATION: NONE; 555 E. CITY AVENUE, BALA CYNWYD, PA 19004; 610-660-7671; 2 HOURS QUARTERLY] [OPERATING UNDER THE DBA NAME OF TRADECRAFT FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS and hold his outside brokerage account held at Fidelity; INVESTMENT RELATED; OWNER; APOLLO BEACH FL; START DATE: 04/2019] [Cryptocurrency Investment; I will invest a small amount of money ($1,000) as a passive investment in a Crypto Currency and a FOREX Currency.; 1833 Montgomery Avenue Villanova, PA 19085-1816; Start Date 05/2020; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; passive investor] [Ripple Labs; Ripple Labs is a technology company that builds and designs payment systems for the banking industry.; San Francisco, CA; Start Date 04/2022; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-07
S63	Uniform Securities Agent State Law Examination	1994-09-16

S65 Uniform Investment Adviser Law Examination

2001-03-07
S63 Uniform Securities Agent State Law Examination

1994-09-16

Other Names

Joe Auteri

View on SEC IAPD