James Keith Keith Nixon

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 01/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irving, TX
• 12/2009 → 01/2021
  Bank Of America, N.A.
  Irving, TX
• 01/2021 → Present
  Morgan Stanley Smith Barney Llc
  Dallas, TX
• 09/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2007-08-10 → 2021-01-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
  Dallas, TX
  Dallas, TX
• 2000-06-23 → 2007-08-21
  Ubs Financial Services Inc.
  Addison, TX
  Plano, TX

Other Businesses

*OBI - 555616 - Lubbock Rental Property ; Investment related - Yes ; Lubbock, Texas ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 5/2023 ; During business hours : 0 ; After business hours : 0 ; Owner of Property & Hiring a property management comply to manage so I will not have to be involved in leasing & Management *551214 - Nixon Family Farms ; Investment related - Yes ; Floydada, Texas ; Agriculture ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 0 ; After business hours : 5 ; one of the owners

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-30
• S63 Uniform Securities Agent State Law Examination
  1993-11-02

Other Names

• James K Nixon
• Keith Nixon
• James Keith Nixon