Jose Adrian Sanchez

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-25

NY RA
APPROVED

Since 2021-05-25

Branch Locations

58 South Service Road Suite 305, Melville, NY 11747 • United States

Lido Beach, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Melville	NY	11/2015	Present
Tiaa-Cref Individual & Institutional Services, Llc	Melville	NY	11/2015	Present

11/2015 → Present

Tiaa

Melville, NY
11/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Melville, NY

Previous Registrations

2014-03-11 → 2015-12-01

Td Ameritrade, Inc.

Manhasset, NY
2014-03-11 → 2015-12-01

Td Ameritrade Investment Management, Llc

Great Neck, NY
2004-04-27 → 2013-12-02

Bny Mellon Securities Corporation

Uniondale, NY

Uniondale, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-02
S63	Uniform Securities Agent State Law Examination	1993-09-28

S65 Uniform Investment Adviser Law Examination

2002-10-02
S63 Uniform Securities Agent State Law Examination

1993-09-28

Other Names

Jose Adrian Sancmez

View on SEC IAPD