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Ronald Anthony Bartlett

Ronald A. Bartlett & Associates, Ltd

Flushing, NY

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Current Employers
Ronald A. Bartlett & Associates, Ltd

31-07 Farrington St. 2Nd Floor, Flushing, NY 11354 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED 2021-06-08
NY RA APPROVED 2021-05-16
NJ RA APPROVED 2010-12-15
GA RA APPROVED 2009-11-09
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2021-06-08
  • NY RA
    APPROVED
    Since 2021-05-16
  • NJ RA
    APPROVED
    Since 2010-12-15
  • GA RA
    APPROVED
    Since 2009-11-09

Branch Locations

31-07 Farrington St. 2Nd Floor, Flushing, NY 11354 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald A. Bartlett & Associates, Ltd. Flushing NY 10/1992 Present
Ronald A. Bartlett & Associates, Ltd. Flushing NY 07/2001 05/2017
Ronald A. Bartlett & Associates, Ltd. Flushing NY 07/2009 Present
Other Businesses

1) RONALD A. BARTLETT & ASSOCIATES, LTD, A LIFE AND HEALTH INSURANCE POSITION: PRESIDENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 35 INVESTMENT RELATED HOURS: 35 START DATE: 10/02/1996 ADDRESS: 31-07 FARRINGTON ST., 2ND FL, FLUSHING NY 11354 2 DESCRIPTION: RONALD A. BARTLETT & ASSOCIATES, LTD. LANDLORD 3) RONALD A. BARTLETT & ASSOCIATES, LTD. - REGISTERED INVESTMENT ADVISER FIRM POSITION: REGISTERED INV. ADV. REP. NATURE: FINANCIAL SERVICES OR ADVISOR ACTIVITIES NOT THROUGH H. BECK, INC. INVESTMENT RELATED: YES NUMBER OF HOURS: 30 INVESTMENT RELATED HOURS: 160 START DATE: 07/15/2009 ADDRESS: 31-07 FARRINGTON ST., 2ND FL, FLUSHING NY 11354 DESCRIPTION: OFFER INVESTMENT ADVISORY SERVICES. 4) TEACHING AT BROOKLYN COLLEGE ADULT EDUCATION, STARTED 10/2014, $2,800 A YEAR COMPENSATION, 10 HOURS A YEAR NOT DURING BUSINESS HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-01-08
S65 Uniform Investment Adviser Law Examination 2009-06-11
  • S63 Uniform Securities Agent State Law Examination
    2011-01-08
  • S65 Uniform Investment Adviser Law Examination
    2009-06-11
Other Names
  • Ron Bartlett

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