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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-12
  • FL RA
    APPROVED
    Since 2023-05-12

Branch Locations

880 Carillon Parkway, St Petersburg, FL 33716 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Saint Petersburg FL 03/2016 12/2016
Raymond James Financial Services Saint Petersburg FL 03/2016 06/2017
Raymond James & Associates St Petersburg FL 06/2017 Present
Raymond James Financial Services St Petersburg FL 07/2022 Present
  • 03/2016 → 12/2016
    Raymond James & Associates
    Saint Petersburg, FL
  • 03/2016 → 06/2017
    Raymond James Financial Services
    Saint Petersburg, FL
  • 06/2017 → Present
    Raymond James & Associates
    St Petersburg, FL
  • 07/2022 → Present
    Raymond James Financial Services
    St Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-08
S63 Uniform Securities Agent State Law Examination 1993-09-28
  • S66 Uniform Combined State Law Examination
    2008-05-08
  • S63 Uniform Securities Agent State Law Examination
    1993-09-28

View on SEC IAPD

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