James Claude Salem

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-02-29
AL	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2016-02-29
AL RA
APPROVED

Since 2013-02-13

Branch Locations

21 West 1-65 Service Road North, Mobile, AL 36608 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Mobile	AL	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Mobile, AL

Previous Registrations

1998-03-12 → 2013-02-13

Morgan Keegan & Company, Llc

Mobile, AL

Mobile, AL

Mobile, AL

Other Businesses

(1)Name of Business: Country Club of Mobile Address: 4101 Wimbledon Drive West, Mobile, AL, 36608, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - President Investment Related: No Start Date: 02/24/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be President of the Country Club of Mobile starting in late April 2024

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-10-07

S63 Uniform Securities Agent State Law Examination

1993-10-07

View on SEC IAPD