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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
MO RA APPROVED 2002-01-29
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • MO RA
    APPROVED
    Since 2002-01-29

Branch Locations

2342 Technology Drive Suite 300, O'FAllon, MO 63368 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. St Peters MO 11/2000 Present
  • 11/2000 → Present
    Stifel Nicolaus & Co., Inc.
    St Peters, MO
Other Businesses

Mac Partners;1 quails Nest Ct Defiance MO; Small construction;partner;building rehab;7/17/19;4.00 Hour(s) Per Week;not during securities trading hours;investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-26
S63 Uniform Securities Agent State Law Examination 1993-10-01
  • S65 Uniform Investment Adviser Law Examination
    2002-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-10-01
Designations

View on SEC IAPD

Other Firms

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