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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-01
GA RA APPROVED 2015-06-24
  • TX RA
    APPROVED_RES
    Since 2016-03-01
  • GA RA
    APPROVED
    Since 2015-06-24

Branch Locations

3250 Riverwood Parkway, Atlanta, GA 30339 • United States

1825 Hwy 34 East, Newnan, GA 30265 • United States

315 Hwy 74, North, Peachtree City, GA 30269 • United States

Peachtree City, GA • United States

90 Glenda Trace Ste A, Newnan, GA 30265 • United States

472 Crosstown Dr, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Community Credit Union Atlanta GA 06/2015 Present
Lpl Financial Llc Atlanta GA 06/2015 Present
  • 06/2015 → Present
    Delta Community Credit Union
    Atlanta, GA
  • 06/2015 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. 06/09/2015 - DT Real Estate LLC - IVN REL - 108 Ellis Way, Macon, GA 31216 - Real Estate Rental - START 9/1/2013 - NO TIME SPENT 2. 6/9/15 - GEORGIA ARMY NATIONAL GUARD - NOT INV REL - NATIONAL GUARD - MILITARY - ARMY OFFICER - 5 HOURS PER MONTH, 5% TIME SPENT, 0 DURING TRADING - MARIETTA, GA 3. 6/9/15 - DELTA COMMUNITY RETIREMENT & INVESTMENT SERVICES - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 4. 06/26/2015 - ASH BROKERAGE - INV REL - DELTA COMMUNITY CREDIT UNION, 1025 VIRGINIA AVENUE, ATLANTA, GA 30354 - NON-VARIABLE INSURANCE - START 06/19/2015 - 10 HRS/MO DURING SECS TRDG HRS 5. 07/17/2015 - DELTA COMMUNITY CREDIT UNION - INV REL - FINANCIAL INSTITUTION DUTY - 1025 VIRGINIA AVENUE, ATLANTA, GA 30354 - START 06/16/2015 - 10 HOURS PER MONTH, 10 DURING TRADING - AS A DELTA COMMUNITY CREDIT UNION EMPLOYEE 6. 11/27/2015 - Military - NOT INV REL - 1000 Halsey Ave SE BLDG 447, Marietta, GA 30060 - Outside/W-2 Employment - 20 HOURS PER MONTH - START 03/17/1987 - 20 HOURS PER MONTH - Army National Guard 7. 04/07/2017 - Members Trust Company - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Title Trust Liaison Officer - Start Date 03/29/2017 - 1 Hour Per Month/1 Hour During Trading. 8. 10/4/2018 - DT Real Estate - Investment Related - Statesboro, GA 30458 - Real Estate Rental - Start Date:09/01/2018 - 1 Hours Per Month/0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-14
S63 Uniform Securities Agent State Law Examination 1993-11-24
  • S65 Uniform Investment Adviser Law Examination
    1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1993-11-24
Designations

View on SEC IAPD

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